Compliance
Organisations operate in an increasingly demanding environment from both a regulatory and risk management perspective. Having an adequate compliance system helps to prevent non-compliance, reinforce internal control mechanisms and foster a corporate culture based on responsibility and good practice.
Our team advises companies and organisations on the design, implementation, review and monitoring of compliance programmes tailored to their activity, structure and risk profile. We offer comprehensive support, both preventive and in the event of potential incidents, with a practical approach aimed at ensuring the effectiveness of the compliance model.
Specialities
- Design and implementation of compliance programmes tailored to the activity, structure and risks of each organisation.
- Drafting of risk maps, codes of ethics, internal policies and action protocols.
- Design and implementation of internal information channels and communication management procedures.
- Development of training plans and awareness-raising activities regarding regulatory compliance.
- Review and update of existing compliance models, identifying potential deficiencies and areas for improvement.
- Monitoring and periodic review of compliance systems and the effectiveness of implemented controls.
- Advice on queries, incidents or potential compliance breaches.
- Direction and support in internal investigations, ensuring their proper planning, development and documentation.
- External advice and support to the compliance body in the exercise of its functions and in decision-making.